The Advocate for Institutional Investors

Fall 2013

  • More Bite, Less Bark at the SEC?: With Fewer No-Admit Settlements, Enforcement May Be Getting New Teeth
  • Social Media and Cyber Security Risk: The Tricky Business of Managing Corporate Disclosures in the Information Age
  • 10b5-1 Trading Plans: Pressure Mounts for Reforms to Curb Insider Trading
  • M&A Litigation and the Institutional Investor Factor: As Lead Plaintiffs, Does Their Leadership Make a Difference?


  • Listed in America: How Investors Respond When Foreign Firms on U.S. Exchanges are Sued for Financial Fraud

Fall 2013 (PDF | 2.40 M)
European Supplement (PDF | 728.23 K)

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