Past Issues Expand All | Contract All
2010
Spring, 2010 Download Issue (PDF, 2.90 M)
  • Other People's Money: The Unrealized Conflicts of Securities Lending
  • Ready...Set...Go! Supreme Court to Set the Clock on Statute of Limitations in Merck/Vioxx
  • Finding the Way Back: Reanimating the Spirit of Full Disclosure in our Capital Markets
  • Final Word: Major Victory for Investors

 

European Supplement: (download below)

Foreign Investors and US Courts: Will the Investor Protection Umbrella Continue to Reach Across Borders?

2009
Fourth Quarter, 2009 Download Issue (PDF, 807.48 K)
  • Investor Protections: Legislative Efforts to Bring the Balance Back
  • Executive Compensation Reform: The Fed to Have Its Say on Pay
  • The “New”SEC Comes Out Swinging

 

European Supplement: (download below)

European Reforms In Response to "Kasino-Kapitalismus" -- The Changing Landscape For Institutional Investors In Europe

 

Third Quarter 2009 Download Issue (PDF, 677.03 K)
  • Revisiting the Value of Poison Pills
  • Credit Rating Agency Oversight and Reform
  • SEC Stands with Shareholders on Proxy Access Rules

European Supplement: (download below)

Dutch Decision Makes Inroads Toward Collective Binding Settlements in Europe

Second Quarter 2009 Download Issue (PDF, 654.08 K)
  • New Opportunities for Corporate Governance Reform
  • Impact of Recent Delaware Chancery Court Decisions on Investor Rights
  • SEC to End Broker Vote Rule
  • Policy Makers Work to Give Shareholders More Boardroom Power

European Supplement: (download below)

FIRST QUARTER, 2009 Download Issue (PDF, 748.72 K)
  • Investors Look to New Administration With a Hopeful Eye
  • Carl Icahn: The Need For Corporate Governance Reform
  • The Executive Compensation Problem

European Supplement:

2008
Third Quarter, 2008 Download Issue (PDF, 349.67 K)
  • The Impact of Deregulation on Wall Street and the Credit Crisis
  • Alarming Trends in Whistleblower Protection
Second Quarter, 2008 Download Issue (PDF, 430.73 K)
  • Rating Agencies' Role in Credit Crisis
  • SEC Sits on Sidelines During Credit Crisis
  • Collapse of Auction Rate Securities
First Quarter, 2008 Download Issue (PDF, 868.25 K)
  • Lessons from Bear Stearns' Demise
  • Regulatory Underkill on Wall Street
  • Paulson Moves to Sideline SEC
  • What Costs the American Public More …
    Government regulation? Securities litigation? Unrestrained greed?
2007
Fourth Quarter, 2007 Download Issue (PDF, 1.41 M)
  • Silence is Golden: Stoneridge Decision Deals a Blow to Investors' Scheme Liability Claims
  • The SEC Pulls the Rug out From Under Investors
  • The Fingerprints of Fraud in the Mortgage Mess
  • Wall Street, Heel Thyself: Put a Leash on Runaway Exec Pay!
Third Quarter, 2007 Download Issue (PDF, 984.39 K)
  • To Scheme or Not to Scheme
  • Debating "Scheme" Liability
  • GOA Report Finds SEC Routinely Mothballs Fraud Investigations
Second Quarter, 2007 Download Issue (PDF, 619.97 K)
  • Insulating Corporate America from Accountability
  • The Fight to Keep America's Capital Markets Fair and Transparent
  • SEC: Friend or Foe
  • Tellabs: The Supreme Court Decision
First Quarter, 2007 Download Issue (PDF, 880.46 K)
  • Fewer Securities Class Action Filed in 2006 - Permanent Decline, Part of a Cycle, or Random Variation?
  • The SEC Flip-Flops at Supreme Court, Betraying Investors
2006
Third Quarter, 2006 Download Issue (PDF, 533.63 K)
  • The Committee on Capital Markets Regulation...a Wolf in Sheep's Clothing?
  • The Corporate End Run (Editorial Reprinted w/Permission of The New York Times)
Second Quarter, 2006 Download Issue (PDF, 766.35 K)
  • Mirror, Mirror On The Wall, Give Me The Lowest Price Of All (Corporate Greed Redux)
  • Contesting Attorneys' Fees In Class Actions: A Public Pension Fund Fiduciary Responsibility
First Quarter, 2006 Download Issue (PDF, 828.60 K)
  • From Academia to the Private Sector: A Discussion With Professor Elliott Weiss
  • When Less is More, and When It's Not: The SEC Proposed Rule on Executive Compensation
  • Making Sure the Dice Aren't Loaded: Market Efficiency and the Fraud-on-the-Market Theory in Securities Class Actions
2005
Fourth Quarter, 2005 Download Issue (PDF, 232.02 K)
  • Congress, The SEC and Private Litigation: Mending Corporate America
  • Mediating Securities Class Actions: A View From the Captain's Quarters
Third Quarter, 2005 Download Issue (PDF, 269.25 K)
  • WORLDCOM: How A Ground-Breaking Litigation Altered The Legal Landscape For Large Securities Class Actions And Forced Wall Street To Forever Change Its Ways
Second Quarter, 2005 Download Issue (PDF, 156.50 K)
  • Fiduciaries Beware: Big Business Wants to Roll Back New Investor Protections
  • Institutional Investor Recovery - Do You Need Help?
First Quarter, 2005 Download Issue (PDF, 272.51 K)
  • The (Hard) Times They Are A Changin'
  • Beyond Criminal Prosecutions: Making "Gatekeepers" Do Their Jobs
2004
Fourth Quarter, 2004 Download Issue (PDF, 265.65 K)
  • The Origins of the Securities Laws
Third Quarter, 2004 Download Issue (PDF, 161.23 K)
  • Just A Friendly Group of "Independent" Directors
  • Corporate Boards...or Social Clubs?
  • A New Public (But Very Private) Watchdog: The Public Company Accounting Oversight Board Issues Its First Reports
Second Quarter, 2004 Download Issue (PDF, 217.38 K)
  • The Plight of The Minimum Wage CEO
  • The Results Are In...Class Action Settlements Are Significantly Higher When Institutional Investors Act As Lead Plaintiffs
First Quarter, 2004 Download Issue (PDF, 154.02 K)
  • Institutional Investors Take Back The Street
  • Shining Light On the Practices of Pension Fund Consultants: Who Are They Really Serving?
2003
Fourth Quarter, 2003 Download Issue (PDF, 413.63 K)
  • The Mutual Fund Scandal: Is There No Longer Any Shelter From The Storm?
  • Memo To Mutual Funds: It's All About Trust
Third Quarter, 2003 Download Issue (PDF, 169.61 K)
  • The HCA Derivative Litigation: A Study On Achieving Corporate Governance Reform Through Shareholder Litigation
Second Quarter, 2003 Download Issue (PDF, 154.24 K)
  • As The Ink Dries, Wall Street Follies Continue
  • The Public Company Accounting Oversight Board: Off And Running (Finally!)
First Quarter, 2003 Download Issue (PDF, 182.68 K)
  • Your Portfolio Has Been Hurt By A Securities Fraud...Now What?
2002
Third Quarter, 2002 Download Issue (PDF, 146.69 K)
  • Fundamental Causes Of Accounting Debacles: Show Me Where It Says I Can't
  • Civil Litigation Impact Of The New Corporate Fraud Legislation
Second Quarter, 2002 Download Issue (PDF, 193.25 K)
  • A Defense Counsel's Perspective - After Six Years The Jury Is Still Out On The PSLRA
  • Reforming the Reform Act And Saving Our Securities Markets
First Quarter, 2002 Download Issue (PDF, 142.10 K)
  • Congratulations To Arthur Andersen: Why Self-Regulation Of The Accounting Industry Doesn't Work
  • Look Before You Leap - What Enron Can Teach Potential Lead Plaintiffs
2001
Fourth Quarter, 2001 Download Issue (PDF, 447.50 K)
  • Leaving Money On The Table - Are You Collecting On Your Claims?
  • Class Actions - Compensating Victims And Deterring Wrongdoing
Third Quarter, 2001 Download Issue (PDF, 170.05 K)
  • Selecting Lead Counsel In the Midst of Judicial Chaos
  • Does "Buy" Really Mean "Sold Out"?
Second Quarter, 2001 Download Issue (PDF, 141.48 K)
  • Deciding When To Serve As Lead Plaintiff: A Seasoned Perspective
  • Institutional Investors Persevere In Columbia/HCA Derivative Litigation
First Quarter, 2001 Download Issue (PDF, 142.84 K)
  • Putting Your Mouth Where Your Money Is: Institutional Investor Activism And The Experiences Of The New York State Common Retirement Fund
  • The Tide Turns: Institutional Investor Score Big In Delaware State Court
2000
Fourth Quarter, 2000 Download Issue (PDF, 380.59 K)
  • My Experience As Lead Plaintiff
  • Auditor Independence: Fact or Fiction?
Third Quarter, 2000 Download Issue (PDF, 138.50 K)
  • Pension Fund Professionals And Trustees Need Continuing Education To Properly Fulfill Their Fiduciary Responsibilities
  • Pension Fund Professionals Create A National Organization And Education Certification Program
  • Big Browser is Watching You - How Institutional Investors Can Do Well By Doing Good On The Privacy Front
Second Quarter, 2000 Download Issue (PDF, 191.16 K)
  • An End To Mickey Mouse Corporate Governance - Institutional Investors Lead The Way
  • Corporate Auditors Under Siege
  • Courts Prohibit Misleading Solicitation Of Class Members
January, 2000 Download Issue (PDF, 70.27 K)
  • Mass Solicitations Dupe Institutional Investors
First Quarter, 2000 Download Issue (PDF, 141.68 K)
  • In Re Cendant: The Dawning Of A New Age
1999
Fourth Quarter, 1999 Download Issue (PDF, 421.78 K)
  • Cracking Cracker Barrel...The 1998 Amendments to the Shareholder Proposal Rule
  • Having Your Cake and Eating It Too...or Recovering Costs And Expenses Incurred While Serving As Lead Plaintiff
Third Quarter, 1999 Download Issue (PDF, 222.34 K)
  • Aggregation...Do Too Many Cooks Spoil The Broth?
  • Insider Trading...They Know Something You Don't
Second Quarter, 1999 Download Issue (PDF, 165.30 K)
  • Disclosure Issues For The Year 2000: Truth...Or Consequences?
  • Accounting Fraud In Public Companies Is More Prevalent Than Ever: Where Is The Audit Committee?
First Quarter, 1999 Download Issue (PDF, 138.10 K)
  • Institutional Investors as Lead Plaintiffs: Is There A New And Changing Landscape?
  • The Battle Over Options Repricing: Investors Take the Offensive

Webcast Series for Institutional Investors

Making Sense of the Financial Services Reform Act
  Wednesday, September 15, 2010 - 2pm EST

Join us as we discuss the significant impact of the Dodd-Frank Wall Street Reform and Consumer Protection Act on public companies and investor protections, and what that means for institutional portfolios.

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